Finance (Debt & Equity)

When clients seek sources of capital from public or private markets, we can assist them in reviewing and evaluating their financing options.

185427493-highresAdditionally, we can assist in negotiating the terms of any such stock sale, investment or loan. We can also help on the other side, guiding potential investors through the terms and conditions of equity or debt investments.

Representative Engagements:

Debt and Equity Investment.

Negotiated and reviewed financing and security documents for an investment and loan to be made by client in another company.

Review and Interpretation of Investment Policies.

Advised the Board and Investment Committee of a private educational institution on governance, fiduciary duties and investment policy requirements relating to investment of endowment funds.

Loan Analysis.

Reviewed and advised nonprofit client on loan documents and guarantees in connection with a multi-million dollar refinance of client-owned facilities.

Preparation of a Letter of Credit and Guarantee.

Assisted a client with the negotiation of a guarantee in connection with the manufacture and provision of medical equipment by a foreign company. Negotiated with vendor’s foreign bank for an acceptable letter of credit.


We have considerable experience with commercial and private loans and sales/purchases of stock and other equity types.